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We deliver the right solution, at the right time, on time.

Regulatory bodies are cracking down on non-compliant organisations, imposing hefty fines and even laying criminal charges, and this has led to a shift in mindset, with companies realising that compliance is not just a legal obligation but a critical aspect of doing business.

Compliance generally refers to the adherence to Laws and Regulations that govern our businesses in South Africa. Adherence to compliance helps companies avoid legal and financial penalties, safeguard their reputation, and build trust with stakeholders. Compliance also fosters a culture of accountability, transparency, and ethical behaviour, which enhances customer loyalty and attracts potential investors.

Our Team of Credit Management and Compliance Experts will take you on a Compliance Journey in that we will consult, formulate a strategy, train the staff, and then also draft your bespoke Policies and Manuals.

Consulting
We offer a 30 minute “no-charge” consultation due to the fact that implementing an effective and robust Credit and Compliance Management Program requires careful planning. Remember that your Program will impact your business’ operational execution and ongoing customer monitoring.

General
We help with your FIC / NCA registration, draft your Resolutions to appoint a Compliance Officer and adopt the Regulatory Framework. We will also “hold your hand” in competing the Compliance / Annual Returns and especially during that unwanted Regulatiry Inspections.

Here are some best practices we follow to ensure that your Policies and Manuals are robust and effective:

• We conduct a comprehensive risk assessment to identify potential, internal and external, compliance risks and vulnerabilities specific to your business.

• We develop clear and concise written policies and procedures that outline the expected behaviour, responsibilities, and processes related to compliance.

• We ensure that Senior Management and the Board of Directors are actively involved in adopting and overseeing the Risk and Compliance Regulatory Framework.

• We regularly review and update the Risk and Compliance Regulatory Framework to address emerging risks, regulatory changes, and lessons learned from past incidents.

• We establish mechanisms to monitor and audit compliance activities regularly.

Training
Initial and ongoing training on the FIC and NCA Act as well as the Manuals and `policies must be provided to the institution’s employees at regular intervals. A copy of the training material should be kept and be made available to the Regiulators upon request. We provide regular training and awareness programs to educate business owners, and their staff, about compliance requirements, ethical behaviour, and the importance of reporting potential violations. Our training is tailored to the specific roles and responsibilities of employees and is updated regularly to address emerging compliance risks.